CASPT2//CASSCF studies on mechanistic photophysics of 3-hydroxyflavone

3-Hydroxyflavone (3-HF) as the backbone of flavonols has been extensively studied on the dual fluorescence and excited-state intramolecular proton transfer (ESIPT) after photoexcitation. However, its detailed excited-state relaxation mechanism is still unclear. Herein, the minimum-energy structures, conical intersections and single-t-triplet crossing points of 3-HF in the 1 pi pi*, 1n pi*, 3 pi pi*, 3n pi*, and S0 states in the gas phase were first optimized by the CASPT2//CASSCF method. Then, the minimum-energy proton transfer (MEPT) and excited-state decay (ESD) pathways were calculated as well. Based on the calculation results, we proposed several possible ESD pathways from the initially populated bright S2(pi pi*) state. The major channel is singlet-involved and stretch -torsion coupled ESIPT pathway. 3-HF in normal (N) form first undergoes efficient 1 pi pi* ESIPT with a small barrier of 2.2 kcal/mol to yield the 1 pi pi* proton-transferred tautomer (T). Subsequently, the T tautomer approaches the nearby accessible S1/S0 conical intersection and then occurs internal conversion (IC) to fall back to the S0 state. Finally, the S0 species quickly transfers into the N conformer via the reverse ground state intra-molecular proton transfer (GSIPT) to realize the ground-state recovery. In addition, the minor ESD pathways are involved less efficient intersystem crossing (ISC) processes. The present work could provide insights into understanding the photophysics of flavonols and their derivatives.