Valid inference for machine learning-assisted GWAS

medrxiv(2024)

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摘要
Machine learning (ML) has revolutionized analytical strategies in almost all scientific disciplines including human genetics and genomics. Due to challenges in sample collection and precise phenotyping, ML-assisted genome-wide association study (GWAS) which uses sophisticated ML to impute phenotypes and then performs GWAS on imputed outcomes has quickly gained popularity in complex trait genetics research. However, the validity of associations identified from ML-assisted GWAS has not been carefully evaluated. In this study, we report pervasive risks for false positive associations in ML-assisted GWAS, and introduce POP-GWAS, a novel statistical framework that reimagines GWAS on ML-imputed outcomes. POP-GWAS provides valid statistical inference irrespective of the quality of imputation or variables and algorithms used for imputation. It also only requires GWAS summary statistics as input. We employed POP-GWAS to perform the largest GWAS of bone mineral density (BMD) derived from dual-energy X-ray absorptiometry imaging at 14 skeletal sites, identifying 89 novel loci reaching genome-wide significance and revealing skeletal site-specific genetic architecture of BMD. Our framework may fundamentally reshape the analytical strategies in future ML-assisted GWAS. ### Competing Interest Statement The authors have declared no competing interest. ### Funding Statement The authors gratefully acknowledge research support from National Institutes of Health (NIH) grant U01 HG012039, and support from the University of Wisconsin-Madison Office of the Chancellor and the Vice Chancellor for Research and Graduate Education with funding from the Wisconsin Alumni Research Foundation (WARF). We also acknowledge use of the facilities of the Center for Demography of Health and Aging at the University of Wisconsin-Madison, funded by NIA Center Grant P30 AG017266. ### Author Declarations I confirm all relevant ethical guidelines have been followed, and any necessary IRB and/or ethics committee approvals have been obtained. Yes The details of the IRB/oversight body that provided approval or exemption for the research described are given below: This study used the openly available UK Biobank datasets () that are available to researchers upon application. This research has been conducted using the UK Biobank Resource under Application 42148. I confirm that all necessary patient/participant consent has been obtained and the appropriate institutional forms have been archived, and that any patient/participant/sample identifiers included were not known to anyone (e.g., hospital staff, patients or participants themselves) outside the research group so cannot be used to identify individuals. Yes I understand that all clinical trials and any other prospective interventional studies must be registered with an ICMJE-approved registry, such as ClinicalTrials.gov. I confirm that any such study reported in the manuscript has been registered and the trial registration ID is provided (note: if posting a prospective study registered retrospectively, please provide a statement in the trial ID field explaining why the study was not registered in advance). Yes I have followed all appropriate research reporting guidelines, such as any relevant EQUATOR Network research reporting checklist(s) and other pertinent material, if applicable. Yes All data produced are available online at
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